BN Business News
Business Maps⌕ Search Business News
Add your company to Business Communicator →

Market regulation · 27/03/2012Updated: 10/17/2026 · 1 min read

National Securities Clearing Corporation Filing Proposed Rule Change to Standardize Good Control Location Obligations for Uncertificated Securities

Summary

The National Securities Clearing Corporation has filed a proposed rule change to standardize and automate the method by which registered AIP broker-dealer members meet their good control location obligations for uncertificated securities, effective immediately.

Original source language: Federal Register — SECOpen original release →

Explore insights

Business insights →
6

Market regulation · 6/25/2026

OCC, Federal Agencies Publish Final Joint Rule for Financial Data Transparency Act

The Office of the Comptroller of the Currency (OCC), the Federal Reserve Board, the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Consumer Financial Protection Bureau (CFPB), the Federal Housing Finance Agency (FHFA), the Commodity Futures Trading Commission (CFTC), the Securities and Exchange Commission (SEC), and the U.S. Department of the Treasury are publishing a final joint rule to establish data standards to promote interoperability of financial regulatory data across these agencies. This joint rule will be considered for potential incorporation into data standards for certain collections of information in separate rulemakings by the agencies or through other actions taken by the agencies.

Read summary →