Market regulation · 29/03/2012Updated: 10/17/2026 · 1 min read
NASDAQ OMX PHLX LLC Seeks Immediate Approval for New Rule on Proprietary Traders Qualification Examination
Summary
NASDAQ OMX PHLX LLC has submitted a proposed rule change to the Securities and Exchange Commission (SEC) regarding the qualification examination for proprietary traders, known as Series 56, which will take effect immediately if approved.