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Market regulation · 29/03/2012Updated: 10/17/2026 · 1 min read

NASDAQ OMX PHLX LLC Seeks Immediate Approval for New Rule on Proprietary Traders Qualification Examination

Summary

NASDAQ OMX PHLX LLC has submitted a proposed rule change to the Securities and Exchange Commission (SEC) regarding the qualification examination for proprietary traders, known as Series 56, which will take effect immediately if approved.

Original source language: Federal Register — SECOpen original release →

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