Market regulation · 10/04/2012Updated: 10/17/2026 · 1 min read
NASDAQ OMX BX, Inc. Filing Proposed Rule Change for Associated Persons Registration and Qualification
Summary
NASDAQ OMX BX, Inc. has submitted a proposed rule change to the Self-Regulatory Organizations regarding the registration, qualification, and continuing education requirements for associated persons, as mandated by the Securities and Exchange Commission