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Market regulation · 13/04/2012Updated: 10/17/2026 · 1 min read

FINRA Approves Rule Change to Limit Collective Action Claims in Industry Disputes

Summary

The Financial Industry Regulatory Authority (FINRA) has granted accelerated approval for a proposed rule change that would prevent collective action claims from being arbitrated, as part of its efforts to streamline industry dispute resolution processes.

Original source language: Federal Register — SECOpen original release →

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