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Market regulation · 06/06/2012Updated: 10/17/2026 · 1 min read

FINRA Filing Proposed Rule Change to Regulate Front Running of Block Transactions

Summary

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to adopt FINRA Rule 5270, which aims to prevent front running of block transactions, in the Consolidated FINRA Rulebook.

Original source language: Federal Register — SECOpen original release →

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