FINRA Proposes Rule Change to Update Fees for Central Registration Depository

Summary

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to amend sections 4 and 6 of its by-laws regarding fees for the Central Registration Depository (CRD), which is a database used to track investment advisor and broker-dealer registration information.

Original source language: Federal Register — SECOpen original release →

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