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Market regulation · 14/08/2007Updated: 10/17/2026 · 1 min read

CFTC Proposes Extension of Time for Reporting Terminations of Associated Persons and Principals

Summary

The Commodity Futures Trading Commission is proposing to extend the time frame for registered futures commission merchants, introducing brokers, and other intermediaries to file notices with the National Futures Association upon the termination of associated persons or principals, from 20 days to 30 days.

Original source language: Federal Register — CFTCOpen original release →

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