Market regulation · 27/07/2012Updated: 10/17/2026 · 1 min read
FINRA Proposes New Rule for NASD Rule Amendments
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to adjust the implementation date for amendments to NASD Rules 1012 and 1017, as part of its ongoing efforts to modernize its regulatory framework.
Original source language: Federal Register — SECOpen original release →