NASDAQ Proposes Changes to Listing Requirements for Non-Index Securities

Summary

The NASDAQ Stock Market LLC has filed a proposed rule change to modify the listing requirements for other securities listed under Rule 5730, effective immediately

Original source language: Federal Register — SECOpen original release →

Add your company to Business Communicator

We monitor business sources and connect attention with companies, profiles and services available in Business Communicator.

Create a free company profile Explore businesses on Business Maps →

Create a free company profile →

Explore insights

Business insights →

Global Markets News Trade Regulation News Business Technology News Fintech for Business: Payments & Banking News Supply Chain News Central Bank Policy News

Related business signals

Market regulation · 6/24/2026

CFTC and SEC Request Public Comment on Swap Data Reporting Changes

The Commodity Futures Trading Commission and the Securities and Exchange Commission are seeking public input on proposed modifications to the reporting requirements for swap and security-based swaps.

Read summary →

Market regulation · 8/21/2026

CFTC Proposes Amendments to Reduce Duplicative Regulation for Commodity Pool Operators and Trading Advisors

The Commodity Futures Trading Commission is proposing changes to its registration requirements for commodity pool operators and trading advisors to reduce overlapping regulation and account for inflation, including an exemption for certain investment advisers and small commodity pools.

Read summary →

Market regulation · 7/1/2026

CFTC Proposes Revisions to Reporting Requirements for Fully Collateralized Event Contracts

The Commodity Futures Trading Commission is proposing changes to its regulations that would require certain market participants to report fully collateralized event contracts under a new framework, replacing the current reporting requirements for certain event contracts.

Read summary →

Market regulation · 9/3/2026

CFTC and SEC Extend Compliance Date for Form PF Reporting Requirements

The Commodity Futures Trading Commission and the Securities and Exchange Commission have extended the compliance date for the amended Form PF reporting requirements from October 1, 2026, to July 1, 2027, affecting certain investment advisers to private funds and commodity pool operators/trading advisers.

Read summary →

Market regulation · 8/6/2026

CFTC Announces Public Comment Period for Renewal of Information Collection 3038-0092

The Commodity Futures Trading Commission is seeking public comment on the proposed extension of its information collection requirements for customer clearing documentation and timing of acceptance for clearing, as mandated by the Paperwork Reduction Act of 1995.

Read summary →

Market regulation · 7/21/2026

CFTC Issues Order to Exempt CME from Opening Price Settlement Requirement for Cash-Settled Futures

The Commodity Futures Trading Commission has issued an order providing exemptive relief to the Chicago Mercantile Exchange Inc. to facilitate the listing of cash-settled futures on individual equity securities, allowing for trading on its designated contract market and national securities exchange registration.

Read summary →