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Market regulation · 13/12/2012Updated: 10/17/2026 · 1 min read

FINRA Approves Rule Change Relating to Provision of Information and Testimony, with Amendments

Summary

The Financial Industry Regulatory Authority (FINRA) has granted accelerated approval of a proposed rule change, as modified by Amendment Nos. 1 and 2, which relate to FINRA Rule 8210. The rule change aims to improve the provision of information and testimony, as well as inspection and copying of books.

Original source language: Federal Register — SECOpen original release →

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