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9/4/2024

FinCEN Issues Final Rule Expanding AML/CFT Regulations to Certain Investment Advisers

The Financial Crimes Enforcement Network (FinCEN), a bureau of the U.S. Department of the Treasury, is issuing a final rule to expand anti-money laundering/countering the financing of terrorism (AML/CFT) regulations to certain registered investment advisers and exempt reporting advisers. The new rules will require these investment advisers to establish minimum AML/CFT programs and report suspicious activity to FinCEN, aiming to prevent misuse of the U.S. financial system by money launderers, terrorist financers, and other illicit actors threatening U.S. national security.

9/3/2024

Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024

MIAX Emerald, LLC has filed a proposed rule change to establish fees for industry members related to the reasonably budgeted costs of the National Market System Plan governing the Consolidated Audit Trail for the period from July 16, 2024, through December 31, 2024.

9/3/2024

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024

The New York Stock Exchange LLC has filed a proposed rule change to establish fees for industry members related to the reasonably budgeted costs of the National Market System Plan governing the Consolidated Audit Trail from July 16, 2024, through December 31, 2024.

9/3/2024

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024

Cboe EDGX Exchange, Inc. has filed a proposed rule change to establish fees for industry members related to the reasonably budgeted costs of the National Market System Plan governing the Consolidated Audit Trail from July 16, 2024, through December 31, 2024.

9/3/2024

Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024

Investors Exchange LLC has filed a proposed rule change to establish fees for industry members related to the reasonably budgeted costs of the National Market System Plan governing the Consolidated Audit Trail for the period from July 16, 2024, through December 31, 2024.

9/3/2024

Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024

MEMX LLC has filed a proposed rule change to establish fees for industry members related to the reasonably budgeted costs of the National Market System Plan governing the Consolidated Audit Trail from July 16, 2024, through December 31, 2024.

9/3/2024

Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024

Cboe BYX Exchange, Inc. has filed a proposed rule change to establish fees for industry members related to the reasonably budgeted costs of the National Market System Plan governing the Consolidated Audit Trail from July 16, 2024, through December 31, 2024.

9/3/2024

TSA Corrects OMB Review of TSA PreCheck Application Program

The Transportation Security Administration (TSA) is revising its Information Collection Request for the TSA PreCheck Application Program, eliminating two previously approved surveys, and has made the correction in a document published in the Federal Register on August 23, 2024.

9/3/2024

U.S. Army Corps of Engineers to Repatriate Human Remains

The U.S. Army Corps of Engineers, Walla Walla District, plans to return human remains to the lineal descendants, Indian Tribe, or Native Hawaiian organization, in accordance with the Native American Graves Protection and Repatriation Act (NAGPRA).

9/3/2024

Indiana University to Repatriate Cultural Items

Indiana University plans to return cultural items to Native American tribes and Native Hawaiian organizations, in compliance with the Native American Graves Protection and Repatriation Act (NAGPRA).

9/3/2024

Museum of Texas Tech University Completes NAGPRA Inventory

The Museum of Texas Tech University has completed an inventory of human remains and associated funerary objects, determining a cultural affiliation with Indian Tribes or Native Hawaiian organizations, in accordance with the Native American Graves Protection and Repatriation Act (NAGPRA).