BN Business News
Add your company to Business Communicator →

Market regulation · 20/07/2011Updated: 10/17/2026 · 1 min read

New York Stock Exchange LLC Files Proposed Rule Change to Align Financial Responsibility Rules with Financial Industry Regulatory Authority Rule Change

Summary

The New York Stock Exchange LLC has filed a proposed rule change to conform its financial responsibility and operational rules to a recently-approved Financial Industry Regulatory Authority rule change, which will take effect immediately

Original source language: Federal Register — SECOpen original release →

Explore insights

Business insights →