NFA Petitions CFTC to Amend Rule Excluding Certain Investment Companies from Commodity Pool Operator Definition

Summary

The National Futures Association (NFA) has petitioned the U.S. Commodity Futures Trading Commission (CFTC) to amend a rule that excludes certain investment companies from being considered commodity pool operators (CPOs) for specific entities. NFA seeks to limit the scope of this exclusion to registered investment companies (RICs) by requiring them to represent that their qualifying entities use commodity futures for hedging purposes and do not hold excessive initial margin and premiums.

Original source language: Federal Register — CFTCOpen original release →

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