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Market regulation · 21/10/2011Updated: 10/17/2026 · 1 min read

FINRA Filing Proposed Rule Change for Best Execution and Interpositioning

Summary

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to adopt NASD Rule 2320 and interpretive material as FINRA Rule 5310 in its consolidated rulebook, aiming to enhance best execution and interpositioning practices in the industry.

Original source language: Federal Register — SECOpen original release →

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