Market regulation · 21/10/2011Updated: 10/17/2026 · 1 min read
FINRA Filing Proposed Rule Change for Best Execution and Interpositioning
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to adopt NASD Rule 2320 and interpretive material as FINRA Rule 5310 in its consolidated rulebook, aiming to enhance best execution and interpositioning practices in the industry.