Market regulation · 06/01/2025
Financial Industry Regulatory Authority, Inc. Files Proposed Rule Change to Amend FINRA Rule 6897(b) (CAT Cost Recovery Fees)
The Financial Industry Regulatory Authority, Inc. has filed a proposed rule change to amend FINRA Rule 6897(b) to implement a consolidated audit trail cost recovery fee.
Original source language: Federal Register — SECOpen original release →