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Market regulation · 14/02/2025Updated: 10/16/2026 · 1 min read

The Nasdaq Stock Market LLC Order Approving Proposed Rule Change to Assume Operational Responsibility for Litigating Contested Disciplinary Proceedings

Summary

The Nasdaq Stock Market LLC has received an order approving a proposed rule change to assume operational responsibility for litigating contested disciplinary proceedings arising out of Nasdaq-led investigations and enforcement activities.

Original source language: Federal Register — SECOpen original release →

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