Market regulation · 16/06/2025Updated: 10/16/2026 · 1 min read
Financial Industry Regulatory Authority, Inc. Files Proposed Rule Change to Amend FINRA Capital Acquisition Broker Rules
The Financial Industry Regulatory Authority, Inc. has filed a proposed rule change to amend the FINRA Capital Acquisition Broker (“CAB”) rules.
Original source language: Federal Register — SECOpen original release →