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Market regulation · 25/02/2010

FINRA Approves Rule Change for Financial Condition Disclosure

The Financial Industry Regulatory Authority (FINRA) has approved a proposed rule change to adopt FINRA Rule 2261, which requires firms to disclose their financial condition, as part of the Consolidated FINRA Rulebook. This rule aims to enhance transparency and accountability in the financial industry.

Source: Federal Register — SECOpen original release →