NYSE Amex LLC and NASDAQ OMX BX Inc. File Amendment to Plan for Allocation of Regulatory Responsibilities

Summary

NYSE Amex LLC and NASDAQ OMX BX Inc. have filed an amendment to their plan for allocating regulatory responsibilities, which was approved by the Financial Industry Regulatory Authority (FINRA) and declared effective, focusing on options-related market surveillance.

Original source language: Federal Register — SECOpen original release →

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