Market regulation · 04/03/2010Updated: 10/17/2026 · 1 min read
SEC Approves Amendment to Regulatory Responsibility Plan for BATS, CBOE, and Other Exchanges
Summary
The Securities and Exchange Commission has approved an amendment to a plan allocating regulatory responsibilities among several major stock exchanges, including BATS, CBOE, and NASDAQ, in response to options-related sales practice matters.
Original source language: Federal Register — SECOpen original release →