Market regulation · 13/04/2010Updated: 10/17/2026 · 1 min read
International Securities Exchange, LLC and Financial Industry Regulatory Authority, Inc. File Proposed Plan for Regulatory Responsibilities Allocation
Summary
The International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc. have submitted a proposed plan to allocate regulatory responsibilities, as required by Rule 17d-2, concerning Ballista Securities LLC.
Original source language: Federal Register — SECOpen original release →