Market regulation · 06/08/2024Updated: 10/16/2026 · 1 min read
Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., BOX Exchange, LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, NYSE American LLC, NYSE Arca, Inc., The Nasdaq Stock Market LLC, Nasdaq BX, Inc.,
Summary
The Securities and Exchange Commission has approved an amendment to the plan for allocating regulatory responsibilities among several US exchanges, including Cboe BZX Exchange, Inc. and Nasdaq ISE, LLC, concerning options-related sales practice matters.
Original source language: Federal Register — SECOpen original release →