Regulation & law · 15/06/2026Updated: 10/16/2026 · 1 min read
FINRA Extends Deadline for Proposed Rule Change on TRACE System
Summary
The Financial Industry Regulatory Authority (FINRA) has extended the deadline for commission action on a proposed rule change to amend the TRACE system, which would expand the scope of the non-member affiliate-principal transaction indicator to include member affiliates.
Original source language: Federal Register — All DocumentsOpen original release →