Regulation & law · 27/07/2026Updated: 10/16/2026 · 1 min read

IEX Proposes Rule Changes for General Securities Sales Supervisor Registration Category

Summary

Investors Exchange LLC has filed a proposed rule change to amend IEX rules regarding the general securities sales supervisor registration category and continuing education requirements for Series 9/10 qualification examinations.

Original source language: Federal Register — All DocumentsOpen original release →

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