Regulation & law · 17/09/2026Updated: 10/16/2026 · 1 min read
FINRA Proposes Rule Change to Clarify Disciplinary Functions
Summary
FINRA's Office of Disciplinary Affairs has proposed a rule change to amend 24X Rule 8.1(d) to clarify certain disciplinary functions, effective immediately.
Original source language: Federal Register — All DocumentsOpen original release →