Regulation & law · 08/12/2025Updated: 10/16/2026 · 1 min read

Investors Exchange LLC Files Proposed Rule Change for Consolidated Audit Trail

Summary

Investors Exchange LLC has filed a proposed rule change to amend its compliance rule regarding the National Market System Plan governing the Consolidated Audit Trail to align with the Bona Fide Market Maker exception under Regulation SHO.

Original source language: Federal Register — All DocumentsOpen original release →

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