Regulation & law · 07/12/2023Updated: 10/16/2026 · 1 min read
FINRA and Nasdaq PHLX to Allocate Regulatory Responsibilities
Summary
FINRA and Nasdaq PHLX LLC have filed a proposed plan to allocate regulatory responsibilities between the two organizations, pursuant to Rule 17d-2.
Original source language: Federal Register — All DocumentsOpen original release →