Technology · 22/09/2026

SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI

The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity, which is a set of rules designed to protect the integrity of financial markets.

Source: U.S. Securities and Exchange CommissionOpen original release →

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