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Regulation & law · 20/10/2021Updated: 10/17/2026 · 1 min read

FINRA and Investors' Exchange LLC Agree on Regulatory Responsibilities Plan

Summary

FINRA and Investors' Exchange LLC have filed a plan to allocate regulatory responsibilities, which has been approved by a regulatory body, and will now be implemented.

Original source language: Federal Register — All DocumentsOpen original release →

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