Regulacje i polityka gospodarcza · 30/10/2019

SEC Proposes Amendments to Rule for OTC Securities Publication

The Securities and Exchange Commission (SEC) is proposing amendments to its Rule 17 CFR 240.15c2-11, which governs the publication of quotations for over-the-counter (OTC) securities. The proposed changes aim to increase transparency for investors, limit exceptions to the rule, and reduce regulatory burdens on broker-dealers for certain OTC securities.