Regulation & law · 30/12/2019Updated: 10/17/2026 · 1 min read
FINRA Filing Proposed Rule Change to Enhance Membership Application Program Rules
Summary
Financial Industry Regulatory Authority (FINRA) has submitted a proposed rule change to update its Membership Application Program (MAP) rules, focusing on addressing pending arbitration claims, in an effort to improve the application process for new members.
Original source language: Federal Register — All DocumentsOpen original release →