Regulation & law · 16/11/2017Updated: 10/17/2026 · 1 min read

Regulatory Bodies Designate Extended Timeframe for Review of Proposed Fee Rule Changes for Consolidated Audit Trail

The Financial Industry Regulatory Authority (FINRA) has granted a longer period for review of proposed rule changes by various self-regulatory organizations, including Bats and Nasdaq exchanges, to establish fees for industry members to fund the Consolidated Audit Trail.