Regulacje i polityka gospodarcza · 13/11/2015

MSRB Grants Approval for Proposed Rule Changes on Gifts, Gratuities, and Books and Records

The Municipal Securities Rulemaking Board (MSRB) has approved a proposed rule change that includes amendments to rules G-20 and G-8, which govern gifts, gratuities, and non-cash compensation, as well as books and records for brokers, dealers, and municipal securities dealers, and the deletion of prior interpretive guidance.