Regulation & law · 09/12/2015Updated: 10/17/2026 · 1 min read
New York Stock Exchange LLC Files Proposed Rule Change to Distinguish Between Retail Orders
Summary
The New York Stock Exchange LLC has filed a proposed rule change to distinguish between retail orders routed on behalf of other broker-dealers and retail orders routed on behalf of introduced retail accounts carried on a fully disclosed basis, effective immediately.
Original source language: Federal Register — All DocumentsOpen original release →