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Market regulation · 08/12/2014Updated: 10/17/2026 · 1 min read

Alternative Strategies Fund and Ladenburg Thalmann Asset Management, Inc. Seek Approval to Issue Multiple Share Classes and Impose Fees

Summary

The Alternative Strategies Fund and Ladenburg Thalmann Asset Management, Inc. have submitted a request to the regulatory body, seeking permission to issue multiple classes of shares and impose asset-based distribution fees and early withdrawal charges.

Original source language: Federal Register — SECOpen original release →

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