Market regulation · 09/12/2010

SEC Approves Plan for Regulatory Responsibilities Allocation Among Multiple Exchanges

The Securities and Exchange Commission has approved a plan for the allocation of regulatory responsibilities among multiple exchanges, including BATS, Chicago Board Options Exchange, Chicago Stock Exchange, EDGA, EDGX, Financial Industry Regulatory Authority, NASDAQ, and New York Stock Exchange, to comply with Rule 17d-2 and Regulation NMS Rules.