Market regulation · 30/12/2010

SEC Proposes Rules for Review of Security-Based Swaps and Clearing Agency Notice Filing Requirements

The Securities and Exchange Commission is proposing new rules under the Dodd-Frank Act to specify the process for clearing agencies to submit security-based swaps for review, as well as notice filing requirements for clearing agencies, in accordance with Section 763(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.