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Market regulation · 22/10/2013

FINRA Receives Approval for Rule Change Relating to OCC Cleared Over-the-Counter Options

The Financial Industry Regulatory Authority (FINRA) has received approval from the Financial Industry Regulatory Authority, Inc. for a proposed rule change that amends FINRA Rules 2360 and 4210 in connection with OCC cleared over-the-counter options.

Source: Federal Register — SECOpen original release →