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Regulation & law · 08/12/2009Updated: 10/17/2026 · 1 min read

New York Stock Exchange Exempts Certain Warrant Series from Minimum Holder Requirement

Summary

The New York Stock Exchange (NYSE) has filed a proposed rule change to exempt certain series of warrants from the minimum holder requirement, allowing them to be listed in connection with initial firm commitments underwritten public offerings.

Original source language: Federal Register — All DocumentsOpen original release →

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