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Regulation & law · 17/12/2008Updated: 10/17/2026 · 1 min read

Depository Trust Company Filing Proposed Rule Change to Eliminate SRO Requirement for 144A Securities

Summary

The Depository Trust Company has filed a proposed rule change to eliminate the Self-Regulatory Organization (SRO) requirement as a condition of DTC-eligibility for securities eligible for resale under Rule 144A under the Securities Act of 1933.

Original source language: Federal Register — All DocumentsOpen original release →

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