Regulation & law · 05/11/2007Updated: 10/17/2026 · 1 min read

American Stock Exchange LLC Filing for Rule Change to Streamline Disciplinary Hearings

Summary

The American Stock Exchange LLC has filed a proposed rule change to allow exchange hearing officers to approve or reject disciplinary matters without the need for a formal hearing, streamlining the process for settling disciplinary cases.

Original source language: Federal Register — All DocumentsOpen original release →

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