Regulation & law · 29/09/2006Updated: 10/17/2026 · 1 min read
SEC Approves NASD Proposal for Investment Analysis Tools Communications
Summary
The National Association of Securities Dealers (NASD), a self-regulatory organization, has filed a proposed rule change with the Securities and Exchange Commission (SEC) to regulate communications about investment analysis tools, which has been approved for immediate effectiveness.
Original source language: Federal Register — All DocumentsOpen original release →