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Regulation & law · 09/11/2006Updated: 10/17/2026 · 1 min read

SEC Approves NASD Proposal to Expand Trading Ahead of Customer Limit Orders to All OTC Equity Securities

Summary

The National Association of Securities Dealers (NASD) has submitted a proposed rule change to the Securities and Exchange Commission (SEC) to expand its existing rule, IM-2110-2, which prohibits trading ahead of customer limit orders, to cover all over-the-counter (OTC) equity securities

Original source language: Federal Register — All DocumentsOpen original release →

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