Regulation & law · 11/10/2005Updated: 10/17/2026 · 1 min read
NASD Proposes Rule Change to Series 6 Examination Program
Summary
The National Association of Securities Dealers (NASD) has filed a proposed rule change with the SEC to revise the Series 6 examination program, which is used to test securities sales representatives' knowledge and skills.
Original source language: Federal Register — All DocumentsOpen original release →