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Regulation & law · 26/10/2005Updated: 10/17/2026 · 1 min read

Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendments No. 3 and 4 to Proposed Rule Change To Amend NASD Rule 2320(a) Governing Best Execution

Summary

The National Association of Securities Dealers, Inc. has submitted proposed rule changes to update NASD Rule 2320(a), which governs best execution for securities transactions, with amendments 3 and 4.

Original source language: Federal Register — All DocumentsOpen original release →

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