Regulation & law · 15/12/2005Updated: 10/17/2026 · 1 min read
Nasdaq Proposes Rule Change to Issue Public Reprimand Letters
Summary
The National Association of Securities Dealers, Inc. has filed a proposed rule change with the SEC to allow Nasdaq to issue public reprimand letters to market participants, which would take effect immediately
Original source language: Federal Register — All DocumentsOpen original release →