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Market regulation · 02/07/2004Updated: 10/17/2026 · 1 min read

Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Relating to the Look-Ahead Process

Summary

The Depository Trust Company has filed a proposed rule change with the Self-Regulatory Organizations regarding the look-ahead process, a key aspect of the securities industry's regulatory framework. The proposed rule change aims to improve the efficiency and effectiveness of the look-ahead process, which is used to facilitate the trading of securities.

Original source language: Federal Register — SECOpen original release →

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Market regulation · 6/25/2026

OCC, Federal Agencies Publish Final Joint Rule for Financial Data Transparency Act

The Office of the Comptroller of the Currency (OCC), the Federal Reserve Board, the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Consumer Financial Protection Bureau (CFPB), the Federal Housing Finance Agency (FHFA), the Commodity Futures Trading Commission (CFTC), the Securities and Exchange Commission (SEC), and the U.S. Department of the Treasury are publishing a final joint rule to establish data standards to promote interoperability of financial regulatory data across these agencies. This joint rule will be considered for potential incorporation into data standards for certain collections of information in separate rulemakings by the agencies or through other actions taken by the agencies.

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