Market regulation · 01/09/2004Updated: 10/17/2026 · 1 min read
National Association of Securities Dealers, Inc. Filing of Proposed Rule Change
Summary
The National Association of Securities Dealers, Inc. has filed a proposed rule change to exempt certain officers, directors, employees, and consultants from shareholder approval requirements when participating in discounted private placements.
Original source language: Federal Register — SECOpen original release →