Market regulation · 22/09/2004Updated: 10/17/2026 · 1 min read
SEC Grants Exemption to NASD from Certain Reporting Requirements
Summary
The SEC has granted an exemption to the National Association of Securities Dealers, Inc. from certain reporting requirements under Section 31 of the Exchange Act, allowing the organization to avoid specific disclosure obligations.
Original source language: Federal Register — SECOpen original release →