Regulation & law · 19/09/2001Updated: 10/17/2026 · 1 min read
National Association of Securities Dealers, Inc. Seeks Accelerated Approval for Proposed Rule Change on Customer Account Transfer Contracts
Summary
The National Association of Securities Dealers, Inc. has filed a proposed rule change to amend Rule 11870, which deals with customer account transfer contracts, and has received accelerated approval from a regulatory body
Original source language: Federal Register — All DocumentsOpen original release →